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A review of near infrared spectroscopy and chemometrics in pharmaceutical technologies
Authors:Roggo Yves  Chalus Pascal  Maurer Lene  Lema-Martinez Carmen  Edmond Aurélie  Jent Nadine
Affiliation:F. Hoffmann-La Roche Ltd., Basel, Switzerland. yves.roggo@roche.com
Abstract:Near-infrared spectroscopy (NIRS) is a fast and non-destructive analytical method. Associated with chemometrics, it becomes a powerful tool for the pharmaceutical industry. Indeed, NIRS is suitable for analysis of solid, liquid and biotechnological pharmaceutical forms. Moreover, NIRS can be implemented during pharmaceutical development, in production for process monitoring or in quality control laboratories.This review focuses on chemometric techniques and pharmaceutical NIRS applications. The following topics are covered: qualitative analyses, quantitative methods and on-line applications. Theoretical and practical aspects are described with pharmaceutical examples of NIRS applications.
Keywords:ANN, artificial neural networks   API, active pharmaceutical ingredient   ATR, attenuated total reflectance   CC, correlation coefficient   CFR, code of federal regulations   DBSCAN, density based spatial clustering of applications with noise   DS, direct standardization   DSC, differential scanning calorimetry   EMEA, European agency for the evaluation of medicinal products   FDA, food and drug administration   FT-IR, Fourier transform infrared spectroscopy   FT-NIR, Fourier transform near infrared spectroscopy   GC, gas chromatography   GMP, good manufacturing practice   HPLC, high performance liquid chromatography   ICH, international conference on harmonization   KF, Karl Fischer   KNN, K nearest neighbours   LDA, linear discriminant analysis   LOD, loss on drying   LVQ, learning vector quantization   MLR, multi-linear regression   MPE, mean percent error   MSC, multiplicative scatter correction   NIR, near infrared   NIRS, near infrared spectroscopy   NMR, nuclear magnetic resonance   OSC, orthogonal signal correction   PASG, pharmaceutical analytical sciences group   PC, principal component   PCA, principal component analysis   PCR, principal component regression   PDS, piecewise direct standardization   PLS, partial least squares regression   PLS-DA, partial least squares discriminant analysis   PNN, probabilistic neural network   QDA, quadratic discriminant analysis   RMSEC, root mean square error of calibration   RMSECV, root mean square error of cross-validation   RMSEP, root mean square error of prediction   RNA, ribonucleic acid   SEC, standard error of calibration   SECV, standard error of cross-validation   SEP, standard error of prediction   SIMCA, soft independent modelling of class analogy   SNV, standard normal variate   SVM, support vector machines   SVR, support vector regression   SW, Shenk and Westerhaus method   TG, thermogravimetry   XRD, X-ray powder diffractometry
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