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Research and applications: Phenotyping for patient safety: algorithm development for electronic health record based automated adverse event and medical error detection in neonatal intensive care
Authors:Qi Li  Kristin Melton  Todd Lingren  Eric S Kirkendall  Eric Hall  Haijun Zhai  Yizhao Ni  Megan Kaiser  Laura Stoutenborough  Imre Solti
Affiliation:1.Division of Biomedical Informatics, Cincinnati Children''s Hospital Medical Center, Cincinnati, Ohio, USA;2.Division of Neonatology, Cincinnati Children''s Hospital Medical Center, Cincinnati, Ohio, USA;3.Division of Hospital Medicine, Cincinnati Children''s Hospital Medical Center, Cincinnati, Ohio, USA;4.James M Anderson Center for Health Systems Excellence, Cincinnati Children''s Hospital Medical Center, Cincinnati, Ohio, USA
Abstract:

Background

Although electronic health records (EHRs) have the potential to provide a foundation for quality and safety algorithms, few studies have measured their impact on automated adverse event (AE) and medical error (ME) detection within the neonatal intensive care unit (NICU) environment.

Objective

This paper presents two phenotyping AE and ME detection algorithms (ie, IV infiltrations, narcotic medication oversedation and dosing errors) and describes manual annotation of airway management and medication/fluid AEs from NICU EHRs.

Methods

From 753 NICU patient EHRs from 2011, we developed two automatic AE/ME detection algorithms, and manually annotated 11 classes of AEs in 3263 clinical notes. Performance of the automatic AE/ME detection algorithms was compared to trigger tool and voluntary incident reporting results. AEs in clinical notes were double annotated and consensus achieved under neonatologist supervision. Sensitivity, positive predictive value (PPV), and specificity are reported.

Results

Twelve severe IV infiltrates were detected. The algorithm identified one more infiltrate than the trigger tool and eight more than incident reporting. One narcotic oversedation was detected demonstrating 100% agreement with the trigger tool. Additionally, 17 narcotic medication MEs were detected, an increase of 16 cases over voluntary incident reporting.

Conclusions

Automated AE/ME detection algorithms provide higher sensitivity and PPV than currently used trigger tools or voluntary incident-reporting systems, including identification of potential dosing and frequency errors that current methods are unequipped to detect.
Keywords:phenotyping   automatic adverse event and medical error detection   patient safety   Natural Language Processing (NLP)   Electronic Health Record (EHR)   Neonatal Intensive Care Unit (NICU)
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