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Cluster size variability and imbalance in cluster randomized controlled trials
Authors:Carter Ben
Affiliation:Department of Public Health, Epidemiology and Biostatistics, University of Birmingham, Edgbaston, Birmingham B15 2TT, U.K. b.r.carter@bham.ac.uk
Abstract:Cluster randomized controlled trials are increasingly used to evaluate medical interventions. Research has found that cluster size variability leads to a reduction in the overall effective sample size. Although reporting standards of cluster trials have started to evolve, a far greater degree of transparency is needed to ensure that robust evidence is presented. The use of the numbers of patients recruited to summarize recruitment rate should be avoided in favour of an improved metric that illustrates cumulative power and accounts for cluster variability. Data from four trials is included to show the link between cluster size variability and imbalance. Furthermore, using simulations it is demonstrated that by randomising using a two block randomization strategy and weighting the second by cluster size recruitment, chance imbalance can be minimized.
Keywords:cluster randomized controlled trials  cluster size variability  imbalance  intra‐cluster correlation  optimization randomization algorithm  power
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