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Allocation of authorship and patient enrollment among global clinical trials in oncology
Authors:Fidel Rubagumya MD  MMed  MPH  Adam Fundytus MD  MPH  Sophie Keith-Brown  Wilma M Hopman MSc  Bishal Gyawali MD  PhD  Deborah Mukherji MD  Nazik Hammad MBBS  MSc  MEHP  CS Pramesh MS  Ajay Aggarwal MD  MSc  PhD  Alexandru Eniu MD  Manju Sengar MBBS  Rachel S R Riechelmann MD  Richard Sullivan MD  Christopher M Booth MD
Institution:1. Division of Cancer Care and Epidemiology, Queen’s University Cancer Research Institute, Kingston, Ontario, Canada;2. British Columbia Cancer Agency, Victoria, British Columbia, Canada;3. Public Health Sciences, Queen’s University, Kingston, Ontario, Canada;4. Division of Cancer Care and Epidemiology, Queen’s University Cancer Research Institute, Kingston, Ontario, Canada

Department of Oncology, Queen’s University, Kingston, Ontario, Canada

Public Health Sciences, Queen’s University, Kingston, Ontario, Canada;5. American University of Beirut Medical Center, Beirut, Lebanon;6. Department of Oncology, Queen’s University, Kingston, Ontario, Canada;7. Tata Memorial Centre, Homi Bhabha National Institute, Mumbai, India;8. Institute of Cancer Policy, King’s College London, London, UK

London School of Hygiene and Tropical Medicine, London, UK;9. Hopital Riviera-Chablais, Rennaz, Switzerland;10. AC Camargo Cancer Center, Paulo, Brazil;11. Institute of Cancer Policy, King’s College London, London, UK

Abstract:

Background

Oncology randomized controlled trials (RCTs) are increasingly global in scope. Whether authorship is equitably shared between investigators from high-income countries (HIC) and low-middle/upper-middle incomes countries (LMIC/UMIC) is not well described. The authors conducted this study to understand the allocation of authorship and patient enrollment across all oncology RCTs conducted globally.

Methods

A cross-sectional retrospective cohort study of phase 3 RCTs (published 2014–2017) that were led by investigators in HIC and recruited patients in LMIC/UMIC.

Findings

During 2014–2017, 694 oncology RCTs were published; 636 (92%) were led by investigators from HIC. Among these HIC-led trials, 186 (29%) enrolled patients in LMIC/UMIC. One-third (33%, 62 of 186) of RCTs had no authors from LMIC/UMIC. Forty percent (74 of 186) of RCTs reported patient enrollment by country; in 50% (37 of 74) of these trials, LMIC/UMIC contributed <15% of patients. The relationship between enrollment and authorship proportion is very strong and is comparable between LMIC/UMIC and HIC (Spearman’s ρ LMIC/UMIC 0.824, p < .001; HIC 0.823, p < .001). Among the 74 trials that report country enrollment, 34% (25 of 74) have no authors from LMIC/UMIC.

Conclusions

Among trials that enroll patients in HIC and LMIC/UMIC, authorship appears to be proportional to patient enrollment. This finding is limited by the fact that more than half of RCTs do not report enrollment by country. Moreover, there are important outliers as a significant proportion of RCTs had no authors from LMIC/UMIC despite enrolling patients in these countries. The findings in this study reflect a complex global RCT ecosystem that still underserves cancer control outside high-income settings.
Keywords:authorship  clinical trials  global health  HICs  LMICs  oncology  patients enrollment  UMICs
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